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Open Access 15.01.2024 | Originalarbeit

Experiencing the diagnosis of pancreatic cancer as an acute threat: a grounded theory study on the diagnostic process of people with pancreatic adenocarcinoma

verfasst von: Patrick Ristau, Claudia Oetting-Roß, Andreas Büscher

Erschienen in: HeilberufeScience

Abstract

Background

Pancreatic cancer is usually diagnosed late and at an advanced stage. Thus, cure is not possible in most cases and the prognosis is often poor.

Objective

This article explores how people with pancreatic cancer experience their diagnostic process.

Methods

Twenty problem-centered interviews with people diagnosed with pancreatic cancer were conducted and analyzed using grounded theory methodology.

Results

We identified a multicausal central phenomenon: people experience the diagnosis of pancreatic cancer as an acute (life) threat. Communication of the diagnosis initiates a process of consideration, self-reflection, and negotiation. It leads to either being unable to handle the diagnosis or to its acceptance, questioning, or rejection. Prognostically unfavorable findings are not accepted as such at first. This process results in rapid treatment initiation or in seeking a second medical opinion.

Conclusion

This paper provides a model of the diagnostic experience of people with pancreatic cancer. In the early phase after diagnosis, neither shared decision-making nor best supportive care strategies appear to be effective. In the future, this knowledge may be used to develop targeted interventions which could be applied during the diagnostic process and support patients.
Hinweise

Supplementary Information

The online version of this article (https://​doi.​org/​10.​1007/​s16024-023-00402-9) contains supplementary material.

Registration

This study is part of a larger dissertation project conducted as part of a doctoral programme in nursing science at Witten/Herdecke University, Germany, and registered with the German Clinical Trials Register (DRKS) under ID DRKS00020251 (https://​drks.​de/​search/​de/​trial/​DRKS00020251, 13.01.2020).

Publisher’s Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Introduction

Cancer, alongside cardiovascular diseases, is one of the leading causes of death and poses enormous challenges to healthcare systems and economies worldwide (Dagenais et al. 2020; Luengo-Fernandez et al. 2013). Every year about 500,000 people in Germany are newly diagnosed with a malignancy (6 per 1000 persons; Robert Koch-Institut [RKI] & Gesellschaft der epidemiologischen Krebsregister in Deutschland e.V [GEKID] 2021). Breast or prostate, colorectal, and lung cancer cause more than half of these new cases. Except for lung cancer, all these cancer entities have a relative 5‑year survival rate well above 50%.
Several characteristics differentiate pancreatic cancer from other cancer entities. Pancreatic adenocarcinoma, which accounts for about 95% of cases, is one of the malignancies with the highest cancer-specific mortality (Deutsche Krebsgesellschaft, Deutsche Krebshilfe, AWMF [Leitlinienprogramm Onkologie] 2021). Only about 10% of those affected survive for 5 years after diagnosis (RKI und GEKID 2021). As early symptoms of pancreatic cancer are nonspecific, it is usually diagnosed late and in advanced stages (Leitlinienprogramm Onkologie, 2021; Ducreux et al. 2015; Engebretson et al. 2015; Evans et al. 2014). A potentially curative therapy—R0 resection, usually supplemented by chemotherapy—is only possible for about 15 to 20% of those affected (Leitlinienprogramm Onkologie, 2021; Ducreux et al. 2015). Five-year survival for these patients is about 20% (Ducreux et al. 2015). In advanced stages, the median survival time is between 1 and 2 years and depends mainly on tumor growth and the spread of metastases (Huang et al. 2018; Suker et al. 2016).
Knowing of the unfavorable prognosis accompanying a pancreatic cancer diagnosis may lead to significant emotional distress for many patients and their relatives (Engebretson et al. 2015; Petrin et al. 2009). After being diagnosed with pancreatic cancer, patients feel devastated, heartbroken, shocked, or scared/anxious (Engebretson et al. 2015).
For the vast majority of cancers, there have been immense advances in treatment over the last few decades (Debela et al. 2021). As a result, many formerly incurable cancers have lost their horror, at least in part. However, this does not apply to pancreatic cancer (Anderson et al. 2021). The characteristics described above, in combination with the pancreatic cancer-specific context factors—diagnosis usually at an advanced stage, rapid progression, and generally unfavorable prognosis with no hope of a cure (Ristau et al. 2021b)—set pancreatic cancer apart from other types of cancer. This results in a far under-researched and probably differing disease experience of pancreatic cancer (Petrin et al. 2009; Ristau et al. 2021b). This leads to the assumption that even already established theories about the diagnostic experience in cancer cannot be readily applied to pancreatic cancer.
For this reason, this paper explores the journey of people with pancreatic cancer through their diagnostic process. We address the following research question: How do people with pancreatic cancer experience their diagnostic process, and what are the consequences and implications?

Materials and methods

A grounded theory study was conducted to gain insight into the experiences of people with pancreatic adenocarcinoma (Corbin and Strauss 2015; Strauss and Corbin 1990). The iterative data collection, data analysis, and theory development process, including special sampling techniques, characterize this research methodology. In presenting the results, we follow the Standards for Reporting Qualitative Research (SRQR; O’Brien et al. 2014) and the Consolidated Criteria for Reporting Qualitative Research (COREQ; Tong et al. 2007; see Appendices 1 and 2 in the electronic supplementary material).

Field access, recruitment, and sampling

After the Ethics Committee of Witten/Herdecke University (141/2019) had issued an ethical clearing, calls for participation were advertised in the membership magazine of a nationwide self-help group for people with pancreatic cancer in Germany. The research project was explained to interested respondents verbally and in an information sheet. In principle, we included persons with adenocarcinoma of the pancreas, irrespective of treatment goal and disease stage. Informed written consent and ongoing consent on the day of the interview were prerequisites for participation (Schnell and Dunger 2018).
The initial sample consisted of four people who agreed to be interviewed. Open sampling, purposive theoretical sampling, and discriminate sampling were conducted as the codes and categories were constructed and the model was developed. These sampling strategies adhered to the different data analysis steps presented in the sections below (Breckenridge and Jones 2009; Corbin and Strauss 2015; Strauss and Corbin 1990).

Sample

A total of about 30 people responded to the call for participation and 20 interviews were conducted. Two people passed away before they could be interviewed. The sociodemographic characteristics of the participants can be found in Table 1.
Table 1
Sociodemographic characteristics of the participants and characteristics of the interviews
Characteristics
Description
Sample size (N)
20
   Thereof female/male
   60%/40%
   Thereof curative/palliative therapy strategy
   65%/35%
Mean age (range, SD)
69 years (52–82; 8.4)
Mean time since diagnosis (range, SD)
2.9 years (0–19; 4.3)
   Thereof curative therapy strategy (M, range, and SD)
   4 years (0–19; 4.9)
   Thereof palliative therapy strategy (M, range, and SD)
   0.9 years (0–3; 0.8)
Face-to-face/online/telephone interviews
55%/40%/5%
Average interview duration (range, SD)
01:19 h (00:37–03:08; 00:32)
N total number in sample, SD standard deviation, M mean

Data collection

Problem-centered interviews took place at a location of the interviewees’ choice or, due to the COVID-19 pandemic, via video conference or telephone, and could be interrupted or terminated by the participants at any time (Ristau et al. 2021a; Witzel 2000; Witzel and Reiter 2012). The interview guideline can be found in Appendix 3 in the electronic supplementary material. It was continuously refined as new themes were identified or the theory matured. Finally, three interviews were conducted to validate the model (Corbin and Strauss 2015; Strauss and Corbin 1990; Witzel 2000; Witzel and Reiter 2012). Memos were written after each interview, containing additional information on codes, theoretical thoughts or ideas, or operational directions (Corbin and Strauss 2015; Strauss and Corbin 1990). Subsequently, interviews were transcribed and anonymized (Dresing and Pehl 2011).

Data analysis

Depending on the project’s progress, open, axial, or selective coding took place immediately after the transcription and, thus, before the following interview. Preconcepts and assumptions were recorded in memos and reflected upon in the further course of the analysis. Open coding was first carried out word by word and line by line, assigning codes to the material. Later, larger sections were coded, and the codes were condensed into categories. For axial coding, the coding paradigm was used as described by Strauss and Corbin (Corbin and Strauss 2015; Strauss and Corbin 1990). Here, we recognized a phenomenon which has been described in the literature before in the context of chronic or life-limiting diseases (e.g., Glaser and Strauss 1968; Murray et al. 2005; Reed and Corner 2015): all interviewees distinguished very clearly between a pre-diagnosis period and a post-diagnosis period and the accompanying diagnostic experience or coping with pancreatic cancer. This circumstance led us to examine the two periods and the phenomena described separately. This paper refers to the pre-diagnosis period and the subsequent therapeutic decision; the phenomenon of coping with pancreatic cancer is described elsewhere (Ristau et al. 2023). Figure 1 shows the different phases of the disease as defined by the interviewees.
Within selective coding, the categories were checked for an overarching structure and related to other subsidiary categories around the core category by applying the paradigm. Furthermore, categories were connected at the dimensional level. For example, time durations (fast—slow) or the extent of self-initiative (much—little) could be differentiated. Those relationships were subsequently validated against data and, if necessary, filled in with additional material (Corbin and Strauss 2015; Strauss and Corbin 1990). Selective coding was the most complex step in theory development, but through these integration steps, it was possible to reach a more abstract level of analysis.
The first author, a postgraduate nursing and health scientist with some experience in qualitative research, carried out coding. Two interpreting partnerships with independent qualitative researchers enriched the understanding from various perspectives. In addition, grounded theory methodology seminars were attended, own material was actively contributed and discussed in workshops, and a research diary was kept to enhance quality. Both coauthors, with broad experience in qualitative research, supervised the process and contributed to the data analysis and interpretation.

Results

Central phenomenon: experiencing the diagnosis of pancreatic cancer as an acute (life) threat

One central phenomenon was identified that connects all the interviews: those affected experience the diagnosis of pancreatic cancer as an acute (life) threat. This is described as follows: “That was actually my worst moment, when he told me that [I had pancreatic cancer]. And I couldn’t do anything with it yet. I didn’t even know yet/only had in the back of my mind: ‘Okay, you’ll die from this within a very short time’.”1
Various factors determine the central phenomenon on the one hand and, on the other hand, influence each other: the diagnosis becomes unambiguous and thus inevitable. At the same time, the hope of a possible benign tumor, which the surgeons partly fuel, is dashed. Patients feel overwhelmed by the diagnosis, which comes out of the blue for some of them: “And suddenly there is such a diagnosis. (…) It almost hit me with a blow. And I was overwhelmed because I couldn’t do anything with it at that moment.”
A diagnosis of pancreatic cancer is closely linked to existential fears it triggers in those affected. They experience a rollercoaster of emotions, starting with the question of how much time they have left to live, to worries about their children and partners, to the question of which things still need to be taken care of and which essential things can and should be done in the remaining, possibly short, time of their lives. This is intensified by spontaneous reactions such as crying, doubts, and pleading on the part of relatives and sometimes medical staff. Due to these circumstances, people affected remember the day of their diagnosis minutely and in all detail. The central phenomenon and its characteristics are shown in Figure 2.

Causal conditions

A variety of internal and external factors cause this central phenomenon. These are described in detail below.

Prior knowledge and experience with (pancreatic) cancer

A previous cancer diagnosis of one’s own or in one’s close social environment also impacts on the attitude towards pancreatic cancer. Especially if friends have had pancreatic cancer, the diagnosis is experienced as particularly bad compared to other cancers, and a bad prognosis is transferred to one’s current situation: “Because we knew a few people before who had pancreatic cancer. They all died within half a year or so. I still had one case in mind very strongly. And how the man was lying there. And how he was only trying to somehow cope with the pain with that morphine pump. (…) And then, of course, I was done with the world.”

Personal knowledge and experience of the healthcare system

Many of those affected are already familiar with the healthcare system from a patient’s perspective, for example, through a previous heart attack, suffering from diabetes, or being in regular contact with physicians as part of medical check-ups. Compared to previous acute life-threatening events, the diagnosis of pancreatic cancer seems to be perceived as even more frightening: “Well, this diagnosis of a heart attack didn’t (…) affect me, because there was (…) just the prospect of a future. And that’s just not the case with this cancer. This cancer leads to death for me at some point. And a heart attack or a coronary stent does not.”

Body awareness

Pancreatic disease is described in a very physical and vivid way due to the location of the organ: “It was very, very deep inside.” Some people report bodily changes: “I actually felt: something is seriously wrong with me.”

Onset and severity of symptoms

Some patients describe a long history—more than a year in some cases—of more or less nonspecific symptoms, ranging from weight loss, nonspecific pain, and diabetes, to severe gastrointestinal dysfunction, whereby severe symptoms can accelerate the overall diagnostic process. Other patients hardly notice any physical changes apart from, for example, a little tiredness and back pain. Accordingly, the diagnosis is a huge surprise: “There you are. Right in the middle of the week. Just like that. First, you could pull out trees, and now, now you have CANCER.”

Speed of the diagnostic process

The faster and the more symptoms appear, the quicker the diagnostic process. This may be related to the fact that pancreatic cancer causes nonspecific symptoms. The more severe they are, the more seriously they are usually taken by the treating physicians or lead more quickly to diagnostic imaging.

Way the diagnosis is communicated

How the diagnosis is communicated impacts the patients’ perception of the situation: patients often experience the visit of a chief physician at the bedside as something unique that emphasizes the seriousness of the diagnosis even more. This applies equally to the empathetic general practitioner who, for example, visits his patients at home and wants to discuss the diagnosis in the presence of relatives, or the outpatient radiologist who seems visibly affected by the diagnosis. On the contrary, situations are also described in which patients have the diagnosis slapped in their faces by assistant physicians. All these conversations have in common that they are perceived as life-changing events.

Context

The causes described here must be considered against two differently dimensionalized contextual factors: the setting (outpatient vs. inpatient) and the self-initiative of the persons concerned (in general vs. during the diagnostic process).

Setting

The setting directly influences the speed of the diagnostic process: whereas in the hospital setting, all the necessary screenings and tests are quickly available, outpatient diagnostics usually take longer due to the large number of actors involved. Additionally, this predetermines who communicates the diagnosis—a general practitioner, a specialist, or a comparatively unfamiliar hospital doctor. These factors also influence the relationship of trust between the patient and their physician.

Self-initiative

Self-initiative as a contextual factor comprises two forms: while the presence of general self-initiative leads to the targeted research and acquisition of knowledge and information about the pancreas and its diseases or outcomes and thus to a more informed patient, self-initiative in the diagnostic process in the sense of a management ability primarily influences its speed. Here, patients themselves arrange their appointments and contacts across all stakeholders, which sometimes leads to a significant shortening of the process. Both types of self-initiative can be present or absent, independently or together.

Intervening conditions

The intervening conditions largely determine which actions are used to deal with the life-threatening experience of facing a diagnosis of pancreatic cancer. At their core is a multifactorial interplay: firstly, the relationship between physician and patient may be influenced by the physician who communicates the diagnosis. It also significantly affects how a treatment decision is communicated and perceived, irrespective of its therapeutic intention. Additionally, the weighting process is influenced by the patient’s beliefs and spirituality and depends, for example, on whether they are faithful or blame themselves for their own illness.

Actions

Four actions are possible as a reaction to the central phenomenon: in cases where curative therapy is possible, either non-handling or acceptance follows; on the other hand, if an incurable stage is given, either a questioning or rejection results.

Non-handling or acceptance of the diagnosis

Irrespective of the treatment intention, patients may be unable to handle their diagnosis for the moment. This happens, for example, when a surgical intervention is announced at the same time as the diagnosis is revealed: “Then Dr (…) came. Had a clipboard in her hand. Standing beside my bed, she said: ‘Mrs. P., you have pancreatic cancer. It’s fatal. The professor will come and talk to you in a minute. Goodbye.’ Like that. I thought I was going to be run over by a train. That was my medical consultation, more or less. Then the professor came. He then glossed over it again a bit. ‘Yes, you will have an operation. You’ll never have weight problems again.’”
In contrast, accepting the diagnosis is usually associated with great expectations in terms of treatment: patients, often stimulated by the surgeon’s statements, hope for a cure or the discovery that their tumor may be benign: “I’ve actually always clung to it like that. So, before the surgery, the doctor just said: ‘You can get completely well again.’ (…) Before the surgery, I actually only ever thought of this sentence: I can get completely well.”
Still, others accept the diagnosis as fateful, probably also in connection with their faith.

Questioning or rejection of the diagnosis

Questioning the diagnosis of pancreatic cancer is associated with seeking additional information and is closely linked to the hope for survival. This suggests an information deficit and is described as follows: “I then started researching to find out something about this disease in the first place. And yes, about my chances of survival.”
Rejection of the diagnosis goes hand in hand with a fighting attitude. Although pancreatic cancer is usually incurable, the disease is seen as something foreign in the body that must be battled: “But we had already (…) relatively quickly found a position for ourselves in which we said: ‘Yes, well, that might be such a bad diagnosis. But the tumor chose the wrong one. And there must be some who survive this whole thing. Otherwise, the small numbers don’t come about.’ And so almost every (…) e‑mail we sent out ended with the sentence (…): ‘This guy [the cancer] picked the wrong guy. And that asshole is out.’”

Consequences

The described strategies lead to two consequences: while non-handling or acceptance of the diagnosis results in a relatively quick start of treatment—especially in the inpatient setting and independent of the treatment intention—questioning or rejection of the diagnosis almost inevitably leads to seeking a second medical opinion.

Model for the diagnostic experience of pancreatic cancer patients

Figure 3 shows our model around the central phenomenon of experiencing the diagnosis of pancreatic cancer as an acute (life) threat, including contextual factors, causes, actions, intervening conditions, and consequences.

Discussion

This paper presents a model that illustrates the diagnostic experience of people with pancreatic cancer from a patient’s perspective. Our results show that patients experience their diagnosis of pancreatic cancer as a life-changing event and perceive the illness as an acute life threat. This is particularly important as pancreatic cancer—unlike many other cancers in the last decades—has lost none of its horrors yet. Various internal and external factors, such as prior personal knowledge, the speed of the diagnostic process or the reaction of the physicians delivering the diagnosis, could be identified as causal conditions for this central phenomenon and are a distinctive aspect of this cancer entity. These factors and the context in which the diagnosis is presented mainly influence the patient–physician relationship. This, in turn, along with other factors, affects the actions and interactions with which patients respond to their diagnosis: patients are either non-handling, or accept the diagnosis or question or reject it, which in the first case leads to a rapid start of treatment and in the second case to seeking a second opinion.
Cancer patients—and, as we have also shown, people with pancreatic cancer—never forget the day of their diagnosis (Federspiel and Schiffner-Backhaus 1999). Being diagnosed with cancer suddenly and unexpectedly confronts the person with a fundamental life crisis and, in the case of pancreatic cancer, additionally with a feeling of one’s life being threatened. It is experienced as an emotional shock. The cancer diagnosis is tantamount to a catastrophe or a “disruptive event,” as the diagnosis affects various dimensions of the patient’s life, including psychological, social, physical, and spiritual dimensions (Bury 1982; MacDonald 2001). In any case, the diagnosis seems to be unexpected. This might be one of the reasons why patients agree to a treatment comparatively quickly or—if the recommended therapy does not aim at survival—try to get a second opinion. In any case, there does not seem to be any initial acceptance of a possibly unfavorable prognosis at the time of diagnosis. The observed early acceptance of treatment or the seeking of a second opinion can be explained by the “choice, non-choice” described by Wancata et al. (Wancata et al. 2022): while “doing nothing” does not seem to be an option, patients only perceive a choice in terms of treatment options. Here, patients focus solely on the outcome, independent of multimodal therapy and its side effects. Likewise, Schildmann et al. describe that patients state to have no choice regarding their treatment decision (Schildmann et al. 2013). Against this background, shared decision-making seems challenging to conceptualize and implement, at least at the time of diagnosis. This is consistent with the findings of Ziebland et al. (2014). Moreover, if the focus is solely on a possible surgical intervention, concepts such as best supportive care or palliative care may only be applied at a delayed stage with a then possibly already impaired quality of life, where they nevertheless also have a relevant justification and are largely implemented (Griffioen et al. 2021). This lack of shared decision-making is particularly regrettable, as each therapeutic decision will have severe and lifelong consequences for the patient.
Nevertheless, healthcare professionals need to understand what people with pancreatic cancer experience in the context of their diagnosis and, on the one hand, what fears accompany this, but on the other hand, which resources patients bring with them or what external factors may be positively influenced in the patients’ interest.

Strengths and limitations

The qualitative design of this study was well suited to answer the research question and to make the subjective experience of those affected comprehensible. Various sampling strategies and complex coding methods led to reliable statements. It should be noted that the examined diagnosis experience took place in a European sociocultural and medical environment. Therefore, transferability to other contexts may be limited.

Conclusion

We have successfully developed a model of the diagnostic experience of people with pancreatic cancer. This is characterized above all by the fact that patients experience an acute life threat through their diagnosis. Furthermore, we were able to show that they react to this threat with specific actions, making the use of shared decision-making or best supportive care strategies impossible from the very beginning. This knowledge may be used to develop targeted interventions to support patients, which could be applied during the diagnostic process. Furthermore, these results may help to understand pancreatic cancer-specific coping better along the disease trajectory. Further studies are needed to incorporate our findings into a holistic view of how pancreatic cancer is dealt with in terms of challenges and resources.

Acknowledgements

The authors would particularly like to thank the interview participants. Without their time and trust, this study would not have been possible. The authors would also like to thank Katharina Stang, Ludwigsburg, for field access to her self-help group; Sylvia Kuhlen, Munich, and Roman Helbig, Bremen, for their interpretative partnerships; and Johanna Ristau, Lübeck, for the scientific and linguistic support.

Funding

Project DEAL enabled and organized OA funding.

Declarations

Conflict of interest

P. Ristau, C. Oetting-Roß and A. Büscher declare that they have no competing interests.

Ethical standards

All procedures performed in studies involving human participants or on human tissue were in accordance with the ethical standards of the institutional and/or national research committee (Ethics Committee of Witten/Herdecke University (141/2019)) and with the 1975 Helsinki declaration and its later amendments or comparable ethical standards. Informed consent was obtained from all individual participants included in the study.
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1
All quotations are translated from German.
 
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Metadaten
Titel
Experiencing the diagnosis of pancreatic cancer as an acute threat: a grounded theory study on the diagnostic process of people with pancreatic adenocarcinoma
verfasst von
Patrick Ristau
Claudia Oetting-Roß
Andreas Büscher
Publikationsdatum
15.01.2024
Verlag
Springer Vienna
Erschienen in
HeilberufeScience
Elektronische ISSN: 2190-2100
DOI
https://doi.org/10.1007/s16024-023-00402-9